“Guardrails (a la ChatGPT) may be in place, but the guardrails will teeter between being too weak (beaten by “jailbreaks”) and too strong (rejecting some perfectly reasonable requests).”
Our reading, the sentence that was checked:
Guardrails like ChatGPT's may be in place for GPT-4, but they will teeter between being too weak (beaten by jailbreaks) and too strong (rejecting some perfectly reasonable requests).
Assessment: Supported Settled before its deadline on 2026-10-29 Evidence as of
Where and when Gary Marcus wrote it
Marcus on AI, What to Expect When You’re Expecting … GPT-4, prediction 3 of 7.
- Said
- Source observed
- live page, full text, public
- Evidence as of
- the cutoff for this assessment
- Assessment recorded
- assessment marcus-what-to-expect-when-youre-expecting-05ddec-a2
We recorded 27 claims from this post. See every claim from this post.
The wording above is the version this site observed on 2026-10-29. The source may have been edited after 2022-12-25. This page does not claim the wording was captured then.
What the claim commits to
- Kind
- Forecast
- Deadline, as the speaker wrote it
- None stated. This site does not add one.
- Deadline state when assessed
- Settled before its deadline
- Deadline state on 2026-10-29
- Settled before its deadline (the release’s reference date)
Conditions
- guardrails (a la ChatGPT) may be in place (qualifier, stated by the speaker)
From the speaker
- Guardrails (a la ChatGPT) may be in place
- the guardrails will teeter
- too weak (beaten by “jailbreaks”)
- too strong (rejecting some perfectly reasonable requests)
Our interpretation
- The plain reading predicts both successful jailbreaks and refusals of some harmless requests in released GPT-4.
- Teeter describes the coexistence of these opposing failure modes; it does not specify a measured cycle of changes over time.
- Perfectly reasonable requests are harmless requests that a helpful assistant can appropriately answer, assessed from their actual content.
- The claim supplies no minimum failure rate and does not say guardrails will provide no benefit.
- The assessment concerns GPT-4 itself, not later models such as GPT-4o or GPT-4.1.
Counts as supported if: After GPT-4 is released with safeguards, documented testing establishes both successful circumvention of its restrictions and refusals of clearly harmless requests.
Counts as contradicted if: Adequate testing of released GPT-4 establishes that the alleged failures are misidentified or that one of the two predicted failure modes is absent. A lower failure rate or improvement over earlier models is insufficient by itself.
Retrospective: these criteria were written after the outcome was public.
Current assessment
Did the forecast come true?
Outcome: Supported
The dated evidence matches what the claim committed to, under the criteria frozen before grading.
Scored on a plain reading. The speaker named no measure for this claim, so it was judged on the reading an informed reader would take, stated below under our interpretation. Both reviews had to find that reading fair.
- Evidence as of
- Deadline state when assessed
- Settled before its deadline
- Assessment recorded
- Policy version
- 2026-10-28.7
Rationale
OpenAI's March 14, 2023 launch disclosure establishes that GPT-4 had safeguards [e1]. Successful GPT-4 jailbreaks were documented in a study whose May 2023 version already contained the findings [e2]. XSTest responses collected on September 18, 2023 show refusals of harmless requests, concentrated in questions about fictional characters' private information [e3]. These findings establish both predicted failure modes [e1, e2, e3]. Their existence is compatible with the safety benefits reported in the same evidence: greater jailbreak resistance than GPT-3.5 and appropriate responses to most XSTest prompts [e2, e3].
Limitations
- The evidence establishes both failure modes, not repeated oscillation between safety settings over time [e1, e2, e3].
- The selected evaluations do not establish how frequently ordinary users encounter either failure mode [e2, e3].
- XSTest found localized harmless-request refusals, not refusal of most harmless requests [e3].
Evidence (3 items)
Supports the claim: OpenAI,
Overall, our model-level interventions increase the difficulty of eliciting bad behavior but doing so is still possible.
Why it matters here: The launch disclosure describes GPT-4's safety training and interventions, establishing that safeguards were present. It also reports safety improvements, which limit any reading that the safeguards were wholly ineffective.
- Where
- Risks & mitigations
- Publisher
- OpenAI
- Kind of source
- Company disclosure: the company describing itself, not an independent finding
- Describes events of
- Public from
Supports the claim: arXiv; Yi Liu and colleagues,
Nevertheless, there is considerable room for improvement in defending against jailbreak attempts, as the average jailbreak success rate in GPT-4 remains high at 87.20%.
Why it matters here: The study documents successful adversarial prompts against GPT-4, supporting the jailbreak prediction; the same result appears in its May 2023 first version. Its selected prompts and policy categories do not measure ordinary-use risk, and the study also finds GPT-4 more resistant than GPT-3.5.
- Publisher
- arXiv; Yi Liu and colleagues
- Kind of source
- Preprint, not peer reviewed
- Describes events of
- Public from
Supports the claim: Paul Röttger and colleagues; NAACL 2024, author version on arXiv,
The model falls somewhere between the Mistral models in terms of overall exaggerated safety, with 6.4% full refusal and 2% partial refusal.
Why it matters here: XSTest documents GPT-4 refusing some harmless requests, with full refusals concentrated in questions about fictional characters' private information. It also finds that GPT-4 answered most safe prompts and refused all but one of 200 unsafe prompts, limiting the severity implied by a broader reading.
- Publisher
- Paul Röttger and colleagues; NAACL 2024, author version on arXiv
- Kind of source
- Peer-reviewed paper
- Describes events of
- Public from
Where it was said (1)
Said once in the sources this register covers.
: Marcus on AI, What to Expect When You’re Expecting … GPT-4
Guardrails (a la ChatGPT) may be in place, but the guardrails will teeter between being too weak (beaten by “jailbreaks”) and too strong (rejecting some perfectly reasonable requests).
- Where
- prediction 3 of 7
- Published
- 2022-12-25
- Source observed
- , live page
- Access
- full text, public
History
Assessment versions
- Assessment marcus-what-to-expect-when-youre-expecting-05ddec-a2: Current. Outcome: Supported. Evidence as of 2026-10-28. Public date not recorded.
Recorded events
Assessment publishedBy this site
First assessment published after both reviews and the final-text check passed.
About assessment marcus-what-to-expect-when-youre-expecting-05ddec-a2.